Individual Firm
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JOHN ANDREW LAGATTUTA
JACK LAGATTUTA
CRD#: 2060443
IA
B
CENTAURUS FINANCIAL, INC.CRD#: 30833 Cleveland, OH
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3/18/2016
Customer Dispute
Settled
11/10/2010
Customer Dispute
Denied
10/13/2010
Customer Dispute
Settled
5/15/2008
Customer Dispute
Settled
7/30/1993
Employment Separation After Allegations
State Registrations
B
Arizona 10/24/2022
B
Minnesota 1/28/2025
B
Arkansas 10/24/2022
B
Nevada 11/2/2022
B
California 10/24/2022
IA
Nevada 1/19/2023
B
Florida 10/25/2022
B
New York 10/24/2022
IA
Florida 11/27/2022
IA
North Carolina 10/20/2022
IA
Illinois 10/24/2022
B
North Carolina 10/26/2022
B
Illinois 11/4/2022
B
Ohio 10/20/2022
IA
Indiana 2/28/2023
IA
Ohio 10/26/2022
B
Indiana 3/14/2023
B
Tennessee 10/26/2022
B
Michigan 10/24/2022
B
Texas 10/24/2022
IA
Michigan 10/24/2022
SRO Registrations
B
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Learn about permitted activities of registered representatives
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/09/2013 - 10/26/2022 | HOLBROOK, NY | |
B | 02/29/2008 - 10/26/2022 | Cleveland, OH | |
IA | 09/04/2008 - 04/18/2011 | HOLBROOK, NY | |
IA | 05/16/2006 - 03/07/2008 | CLEVELAND, OH | |
B | 04/15/2005 - 03/07/2008 | CLEVELAND, OH | |
B | 07/13/2001 - 04/29/2005 | MILWAUKEE, WI | |
B | 09/24/1993 - 07/23/2001 | PURCHASE, NY | |
B | 08/03/1993 - 08/25/1993 | ||
B | 07/20/1990 - 08/07/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.