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KATHI ANN SPURR
CRD#: 2058442
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Investment Adviser
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Previous Broker
SPURR FINANCIAL INVESTMENT SERVICES, LLCCRD#: 285683 ALTON BAY, NH
Registration History
199019952000200520102015202020252 FIRMS2001 - 2005 (4 years)IASPURR FINANCIAL INVESTMENT SER... (CRD# 285683)2017 - Present (8 years)BM. S. HOWELLS & CO. (CRD# 104100)2017 - 2018 (1 year)BHD VEST INVESTMENT SERVICES (CRD# 13686)2005 - 2017 (11 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1999 - 2001 (2 years)BFSC SECURITIES CORPORATION (CRD# 7461)1995 - 1999 (3 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1990 - 1995 (5 years)IAH.D. VEST ADVISORY SERVICES, INC (CRD# 104556)2006 - 2017 (11 years)
Disclosure(s)
View By:
6/22/2018
Employment Separation After Allegations
License(s)

State Registrations

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Massachusetts 2/3/2017

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New Hampshire 4/21/2023

Current Registration(s)
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SPURR FINANCIAL INVESTMENT SERVICES, LLC (CRD#:285683)
ALTON BAY, NH
Registered with this firm since 2/3/2017

Previous Registration(s)
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01/09/2017 - 07/09/2018 M. S. HOWELLS & CO. (CRD#:104100) Reading, MA
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01/09/2006 - 01/20/2017 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) READING, MA
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10/07/2005 - 01/20/2017 HD VEST INVESTMENT SERVICES (CRD#:13686) READING, MA
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08/17/2001 - 10/19/2005 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) READING, MA
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08/01/2001 - 10/19/2005 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
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04/28/1999 - 07/31/2001 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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11/27/1995 - 06/24/1999 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
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06/13/1990 - 11/27/1995 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.