Individual Firm
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Mark Timothy Johnson
CRD#: 2058368
IA
B
EDWARD JONESCRD#: 250 11258 Olive Blvd
CREVE COEUR, MO 63141
CREVE COEUR, MO 63141
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3/2/2001
Customer Dispute
Denied
3/31/2000
Customer Dispute
Denied
State Registrations
B
Arizona 2/19/2016
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Missouri 5/22/2023
B
California 6/6/2003
B
Nebraska 4/4/2014
B
Colorado 8/14/2003
B
New Mexico 2/11/2021
B
Florida 3/12/2004
B
New York 12/5/2013
B
Georgia 5/2/2003
B
North Carolina 4/3/2023
B
Illinois 5/6/2003
B
Pennsylvania 6/14/2017
B
Indiana 5/25/2010
B
South Carolina 4/14/2021
B
Iowa 2/7/2012
B
Texas 5/2/2003
B
Massachusetts 3/19/2018
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Texas 10/1/2014
B
Minnesota 10/28/2013
B
Washington 8/26/2014
B
Missouri 5/2/2003
B
Wisconsin 1/23/2006
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered principals
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Registered with this firm since 10/1/2014
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Registered with this firm since 5/2/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/30/1999 - 05/28/2003 | FRANKLIN, TN | |
IA | 09/04/2001 - 05/06/2003 | ST. LOUIS, MO | |
B | 03/07/1995 - 11/30/1999 | ST. LOUIS, MO | |
B | 01/28/1993 - 03/14/1995 | ||
B | 10/18/1991 - 09/02/1992 | BALLWIN, MO | |
B | 01/31/1991 - 10/22/1991 | MINNEAPOLIS, MN | |
B | 01/31/1991 - 10/22/1991 | MINNEAPOLIS, MN |
ST. LOUIS, MO
09/04/2001 - 05/06/2003
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.