Individual Firm
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JEFFREY WILLIAM KEYES
CRD#: 2057900
IA
B
OSAIC WEALTH, INC.CRD#: 23131 12 MORNINGSIDE DRIVE
#2
LAKE PLACID, NY 12946
#2
LAKE PLACID, NY 12946
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
California 11/18/2022
B
New York 8/2/2021
B
Connecticut 5/23/2022
IA
New York 8/2/2021
B
Florida 8/2/2021
B
Oregon 9/13/2021
B
Massachusetts 8/2/2021
B
Pennsylvania 8/2/2021
B
New Hampshire 8/24/2021
B
South Carolina 8/2/2021
B
New Jersey 8/2/2021
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South Carolina 8/5/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 8/2/2021
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Registered with this firm since 8/2/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2021 - 08/03/2021 | LAKE PLACID, NY | |
B | 03/25/2017 - 08/03/2021 | LAKE PLACID, NY | |
B | 01/02/2015 - 03/25/2017 | SYRACUSE, NY | |
B | 05/20/2008 - 01/02/2015 | Syracuse, NY | |
B | 01/08/2004 - 05/15/2008 | LIVERPOOL, NY | |
B | 05/07/1990 - 01/20/2004 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.