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SCOTT R BROWN
CRD#: 2057773
IA
Investment Adviser
B
Broker
ARKADIOS WEALTH ADVISORSCRD#: 288863 ALBURTIS, PA
ARKADIOS CAPITALCRD#: 282710 ALBURTIS, PA
Registration History
19952000200520102015202020252 FIRMS2022 - Present (2 years)BTRIAD ADVISORS LLC (CRD# 25803)2011 - 2022 (10 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1991 - 2011 (20 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1991 - 1997 (6 years)IATRIAD ADVISORS, LLC (CRD# 25803)2012 - 2022 (10 years)IAARKADIOS WEALTH ADVISORS (CRD# 288863)2022 - 2022 (<1 year)
Disclosure(s)
View By:
7/30/2021
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 9/16/2024

B
Pennsylvania 8/29/2022

B
Kentucky 8/17/2022

IA
Pennsylvania 8/29/2022

B
Maine 8/17/2022

B
South Carolina 8/17/2022

B
New Jersey 8/17/2022

B
Virginia 8/31/2022

B
North Carolina 9/1/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARKADIOS WEALTH ADVISORS (CRD#:288863)
ALBURTIS, PA
Registered with this firm since 8/29/2022

B
ARKADIOS CAPITAL (CRD#:282710)
ALBURTIS, PA
Registered with this firm since 8/17/2022

Previous Registration(s)
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IA
02/08/2012 - 08/20/2022 TRIAD ADVISORS, LLC (CRD#:25803) ALBURTIS, PA
B
11/11/2011 - 08/20/2022 TRIAD ADVISORS LLC (CRD#:25803) ALBURTIS, PA
IA
08/17/2022 - 08/17/2022 ARKADIOS WEALTH ADVISORS (CRD#:288863) ATLANTA, GA
B
04/02/1991 - 11/11/2011 SIGNATOR INVESTORS, INC. (CRD#:468) ALBURTIS, PA
B
04/02/1991 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.