Individual Firm
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LOUIS ELTON FEINBERG
CRD#: 205654
IA
B
MORGAN STANLEYCRD#: 149777 250 Park Avenue South
Suite 500
Winter Park, FL 32789
Suite 500
Winter Park, FL 32789
View By:
2/2/2009
Customer Dispute
Denied
State Registrations
B
Alabama 6/1/2009
B
Missouri 4/23/2018
B
Arizona 1/9/2017
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 6/1/2009
B
Connecticut 6/1/2009
IA
North Carolina 7/27/2016
B
District of Columbia 8/9/2012
B
Ohio 6/25/2014
B
Florida 6/1/2009
B
Oregon 4/29/2016
IA
Florida 6/1/2009
B
Pennsylvania 6/16/2015
B
Georgia 6/1/2009
B
Rhode Island 6/1/2020
B
Idaho 5/31/2017
B
South Carolina 6/1/2009
B
Illinois 4/21/2011
B
Tennessee 11/20/2020
B
Indiana 6/1/2009
B
Texas 6/1/2009
B
Kansas 5/29/2020
IA
Texas 6/1/2009
B
Louisiana 6/1/2009
B
Virginia 6/1/2009
B
Maryland 6/1/2009
B
Washington 6/1/2009
B
Michigan 6/1/2009
B
Wisconsin 6/3/2020
B
Minnesota 6/23/2015
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | LINVILLE, NC | |
B | 04/02/2007 - 06/01/2009 | LINVILLE, NC | |
IA | 07/25/2002 - 04/02/2007 | LINVILLE, NC | |
B | 06/20/2002 - 04/02/2007 | LINVILLE, NC | |
B | 02/24/1978 - 02/08/2002 | PURCHASE, NY | |
B | 01/09/1970 - 02/24/1978 |
01/09/1970 - 02/24/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.