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Detailed Report
KELLY ANNE MCMANUS
CRD#: 2055443
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 14850 North Scottsdale Road
Suite 600
Scottsdale, AZ 85254
Registration History
19901995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2015 - Present (9 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2003 - 2009 (6 years)BFIMAT USA, INC. (CRD# 36118)2001 - 2003 (1 year)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1997 - 2000 (3 years)BTRADITION (GOVERNMENT SECURITI... (CRD# 28269)1996 - 1997 (<1 year)BSALOMON BROTHERS INC. (CRD# 740)1990 - 1996 (6 years)
License(s)

State Registrations

B
Alabama 8/9/2016
B
Missouri 6/1/2009
B
Alaska 11/5/2015
B
Montana 6/1/2009
B
Arizona 6/1/2009
B
Nevada 6/1/2009
IA
Arizona 10/28/2015
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 7/26/2023
B
North Carolina 1/16/2019
B
Delaware 6/1/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 12/7/2015
B
Pennsylvania 12/7/2015
B
Hawaii 6/22/2015
B
South Carolina 11/1/2022
B
Idaho 7/18/2016
B
Tennessee 10/4/2012
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Indiana 7/22/2015
IA
Texas 1/17/2019
B
Iowa 7/22/2015
B
Utah 12/7/2015
B
Kansas 6/1/2009
B
Vermont 5/16/2023
B
Maine 8/9/2017
B
Virginia 7/22/2015
B
Maryland 6/1/2009
B
Washington 6/1/2009
B
Massachusetts 1/16/2018
B
Wisconsin 5/4/2018
B
Michigan 6/1/2009
B
Wyoming 3/29/2021
B
Minnesota 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254
Registered with this firm since 10/28/2015
B
MORGAN STANLEY (CRD#:149777)
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/06/2003 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SURPRISE, AZ
B
 07/31/2001 - 01/03/2003 FIMAT USA, INC. (CRD#:36118) CHICAGO, IL
B
 04/18/1997 - 10/23/2000 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
B
 05/20/1996 - 04/14/1997 TRADITION (GOVERNMENT SECURITIES) INC. (CRD#:28269) NEW YORK, NY
B
 05/04/1990 - 05/02/1996 SALOMON BROTHERS INC. (CRD#:740) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.