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Detailed Report
MARLIN RALPH DUNCAN JR.
JAY DUNCAN JR, JAY DUNCAN, MARLIN R DUNCAN JR., MARLIN RALPH DUNCAN JR, MARLIN (JAY) RALPH DUNCAN…
CRD#: 2054473
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 15
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 NEWNAN, GA
Registration History
199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)2 FIRMS1994 - 1994 (<1 year)2 FIRMS2005 - 2013 (8 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2013 - Present (11 years)BSOUTHTRUST SECURITIES, LLC (CRD# 17922)1999 - 2005 (6 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1999 - 2000 (1 year)BSUNTRUST SECURITIES, INC. (CRD# 17499)1996 - 1999 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 1993 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2013 - 2016 (3 years)IASOUTHTRUST SECURITIES, INC. (CRD# 17922)1999 - 2004 (5 years)
License(s)

State Registrations

B
California 4/21/2015
B
Mississippi 2/16/2024
B
Colorado 10/19/2016
B
Nevada 2/24/2016
B
Florida 12/19/2013
B
New York 6/27/2014
B
Georgia 12/18/2013
B
North Carolina 3/7/2014
IA
Georgia 9/1/2016
B
Ohio 7/23/2021
B
Kentucky 8/31/2021
B
South Carolina 12/18/2019
B
Louisiana 9/9/2020
B
Texas 3/24/2015
IA
Louisiana 9/16/2020
IA
Texas 9/6/2017
B
Maryland 11/14/2017
B
Virginia 12/19/2013
B
Massachusetts 8/3/2017
B
Washington 7/25/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 15, ATLANTA, GA 30308
Registered with this firm since 9/1/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
NEWNAN, GA
303 PEACHTREE ST, NE FL 15, ATLANTA, GA 30308
Registered with this firm since 12/17/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/18/2013 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 03/09/2005 - 12/18/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 03/07/2005 - 12/18/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 02/19/1999 - 03/07/2005 SOUTHTRUST SECURITIES, LLC (CRD#:17922) BIRMINGHAM, AL
IA
 02/19/1999 - 12/02/2004 SOUTHTRUST SECURITIES, INC. (CRD#:17922) MORROW, GA
B
 03/16/1999 - 04/04/2000 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 01/04/1996 - 02/19/1999 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 10/27/1994 - 12/19/1994 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 07/01/1994 - 07/19/1994 STERNE, AGEE & LEACH, INC. (CRD#:791) BIRMINGHAM, AL
B
 10/09/1992 - 12/09/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 05/14/1990 - 11/09/1990 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
B
 05/01/1990 - 05/23/1990 ROBERT TODD FINANCIAL CORP. (CRD#:7423) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
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