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MARK DORFMAN
CRD#: 2054448
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Investment Adviser
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Previous Broker
SEASONS OF ADVICE WEALTH MANAGEMENTCRD#: 310448 120 WEST 45TH STREET
14th Floor
New York, NY 10036
Registration History
2002200420062008201020122014201620182020202220242026IASEASONS OF ADVICE WEALTH MANAG... (CRD# 310448)2020 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2001 - 2017 (15 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (4 years)IASEASONS OF ADVICE WEALTH MANAG... (CRD# 285925)2017 - 2020 (3 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2011 - 2017 (5 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2009 (3 years)
License(s)

State Registrations

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New York 8/8/2022

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Texas 11/2/2020

Current Registration(s)
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SEASONS OF ADVICE WEALTH MANAGEMENT (CRD#:310448)
120 WEST 45TH STREET 14th Floor, New York, NY 10036
Registered with this firm since 11/2/2020

Previous Registration(s)
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02/07/2017 - 11/02/2020 SEASONS OF ADVICE WEALTH MANAGEMENT, LLC (CRD#:285925) NEW YORK, NY
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02/07/2011 - 01/09/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW YORK, NY
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08/17/2001 - 01/09/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW YORK, NY
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10/04/2006 - 12/31/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) NEW YORK, NY
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08/17/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Investment Adviser
Disclosures
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