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MARK JOSEPH CAPRAROLA
CRD#: 2052697
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 101 W. Main Street, 2nd Floor
Moorestown, NJ 08057
Moorestown, NJ 08057
LPL FINANCIAL LLCCRD#: 6413 101 W MAIN ST FL 2
MOORESTOWN, NJ 08057
MOORESTOWN, NJ 08057
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
California 9/9/2023
B
New Jersey 8/28/2015
B
Colorado 8/28/2015
IA
New Jersey 8/31/2015
B
Florida 8/28/2015
B
New York 2/23/2021
B
Georgia 2/23/2021
B
Ohio 10/30/2019
B
Maryland 4/14/2020
B
Pennsylvania 8/28/2015
B
Massachusetts 6/4/2024
B
Rhode Island 2/23/2021
B
Michigan 5/17/2023
B
Virginia 8/28/2015
B
Nevada 2/23/2021
SRO Registrations
B
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Registered with this firm since 8/31/2015
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Registered with this firm since 8/28/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2004 - 08/31/2015 | MOORESTOWN, NJ | |
B | 01/01/2004 - 08/31/2015 | MOORESTOWN, NJ | |
IA | 10/18/2002 - 01/01/2004 | MOORESTOWN, NJ | |
B | 01/10/2000 - 01/01/2004 | LOUISVILLE, KY | |
B | 04/15/1996 - 01/13/2000 | PITTSBURGH, PA | |
B | 04/29/1994 - 05/30/1996 | NAPA, CA | |
B | 10/29/1993 - 05/03/1994 | OAKS, PA | |
B | 09/18/1992 - 11/17/1993 | ST. PETERSBURG, FL | |
B | 07/27/1990 - 09/21/1992 | NEW YORK, NY | |
B | 06/04/1990 - 08/14/1990 | NEW YORK, NY | |
B | 06/04/1990 - 08/14/1990 | NEW YORK, NY |
NEW YORK, NY
06/04/1990 - 08/14/1990
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.