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Detailed Report
MICHAEL RICHARD PARZIALE
CRD#: 2052682
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6037 LA FLECHA
SUITE 200
RANCHO SANTA FE, CA 92067
Registration History
199019952000200520102015202020252 FIRMS1990 - 1991 (1 year)2 FIRMS1997 - 2003 (5 years)2 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2010 (5 years)2 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - Present (13 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1997 (4 years)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1993 (1 year)
License(s)

State Registrations

B
Arizona 7/30/2012
B
Montana 11/12/2014
IA
Arizona 3/1/2023
B
Nevada 8/4/2011
B
Arkansas 5/23/2025
B
New Jersey 4/30/2025
B
California 8/4/2011
B
New York 8/24/2011
IA
California 8/4/2011
B
North Carolina 8/15/2011
B
Colorado 8/4/2011
B
Ohio 8/4/2011
B
Connecticut 8/4/2011
B
Oregon 8/22/2014
B
District of Columbia 2/20/2013
B
Pennsylvania 3/3/2014
B
Florida 8/22/2011
B
Puerto Rico 10/4/2021
B
Georgia 1/4/2018
B
South Carolina 8/15/2012
B
Hawaii 4/30/2025
B
Texas 8/4/2011
B
Idaho 8/1/2018
IA
Texas 8/4/2011
B
Illinois 8/17/2011
B
Utah 2/18/2015
B
Kentucky 12/17/2019
B
Virginia 9/6/2011
B
Louisiana 2/5/2024
IA
Virginia 11/9/2016
B
Maryland 9/6/2011
B
Washington 9/6/2011
B
Massachusetts 8/4/2011
B
Wisconsin 9/17/2019
B
Michigan 8/4/2011
B
Wyoming 8/15/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6037 LA FLECHA SUITE 200, RANCHO SANTA FE, CA 92067
Scottsdale, AZ
Registered with this firm since 8/4/2011
B
MORGAN STANLEY (CRD#:149777)
6037 LA FLECHA SUITE 200, RANCHO SANTA FE, CA 92067
Scottsdale, AZ
Registered with this firm since 8/4/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/08/2010 - 08/09/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
B
 02/08/2010 - 08/09/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN DIEGO, CA
IA
 11/30/2004 - 02/09/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
B
 11/30/2004 - 02/09/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
IA
 08/11/2003 - 11/22/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
 08/08/2003 - 11/22/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
 11/03/1997 - 08/25/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) CHAGRIN FALLS, OH
B
 11/03/1997 - 08/25/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 06/17/1993 - 10/28/1997 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 08/28/1991 - 05/21/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 04/25/1990 - 08/26/1991 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 04/25/1990 - 08/26/1991 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.