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Detailed Report
SCOTT KEITH ALLEN
CRD#: 2052172
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5 Concourse Parkway
Suite 2000
Atlanta, GA 30328
Registration History
199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (7 years)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)1990 - 2002 (11 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (5 years)
License(s)

State Registrations

B
Alabama 6/1/2009
B
New York 10/4/2023
B
California 6/1/2009
B
North Carolina 9/1/2021
B
Colorado 1/23/2025
B
Ohio 12/12/2019
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 6/1/2009
B
South Carolina 6/1/2009
IA
Georgia 6/1/2009
B
Tennessee 9/1/2021
B
Illinois 6/1/2009
B
Texas 9/1/2021
B
Indiana 9/1/2021
IA
Texas 9/2/2021
B
Maryland 7/11/2023
B
Virginia 6/1/2009
B
Michigan 7/10/2023
B
Washington 9/1/2021
B
Mississippi 9/1/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5 Concourse Parkway Suite 2000, Atlanta, GA 30328
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
5 Concourse Parkway Suite 2000, Atlanta, GA 30328
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 10/20/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
 01/02/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
 05/22/1990 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.