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THOMAS JAMES CHAMBERS
THOMAS J CHAMBERS
CRD#: 2051928
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 QUEENSBURY, NY
0
Disclosures
34
Years of Experience
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State Registrations
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California 10/27/2014
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New York 8/16/2021
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California 10/28/2014
B
North Carolina 11/14/2011
B
Connecticut 6/12/2013
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North Carolina 11/16/2011
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Connecticut 7/3/2013
B
Ohio 8/28/2013
B
Delaware 6/7/2024
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Ohio 8/28/2013
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Delaware 6/18/2024
B
Oklahoma 2/13/2024
B
Florida 7/8/2011
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Oklahoma 2/15/2024
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Florida 7/29/2011
B
Vermont 12/21/2015
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Massachusetts 12/11/2015
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Vermont 12/28/2015
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Massachusetts 1/25/2016
B
Virginia 9/1/2015
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New Jersey 2/26/2008
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Virginia 9/1/2015
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New York 2/5/2008
SRO Registrations
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Registered with this firm since 2/26/2008
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/07/2008 - 02/08/2008 | CUTCHOGUE, NY | |
B | 04/10/2001 - 12/21/2007 | WOODBURY, NY | |
B | 06/13/1990 - 12/12/2000 | BOSTON, MA | |
B | 06/13/1990 - 05/01/1997 | BOSTON, MA |
WOODBURY, NY
04/10/2001 - 12/21/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.