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OSVALDO CUEVAS
OZZIE CUEVAS
CRD#: 2051110
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 26627 US HWY 19 N
CLEARWATER, FL 33761
CLEARWATER, FL 33761
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1701 E 7TH AVE
TAMPA, FL 33605
TAMPA, FL 33605
0
Disclosures
29
Years of Experience
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State Registrations
B
California 7/6/2016
B
North Carolina 7/19/2017
B
Colorado 9/29/2022
B
Oregon 7/29/2024
B
Florida 4/3/2012
B
Pennsylvania 2/9/2017
IA
Florida 8/26/2016
B
Puerto Rico 8/31/2023
B
Georgia 4/3/2012
B
Rhode Island 7/6/2021
B
Illinois 9/3/2024
IA
Rhode Island 8/11/2021
B
Indiana 4/7/2021
B
South Carolina 5/11/2022
B
Kentucky 12/13/2017
B
Texas 2/18/2016
B
Maryland 4/21/2023
IA
Texas 3/13/2017
B
Michigan 5/27/2020
B
Utah 2/16/2021
B
New York 4/3/2012
SRO Registrations
B
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IA
Registered with this firm since 8/26/2016
B
Registered with this firm since 4/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/09/2012 - 12/31/2016 | TAMPA, FL | |
IA | 03/04/2008 - 04/02/2012 | NAPLES, FL | |
B | 03/04/2008 - 04/02/2012 | NAPLES, FL | |
IA | 03/09/2007 - 03/04/2008 | NAPLES, FL | |
B | 06/13/2006 - 03/04/2008 | NAPLES, FL | |
IA | 11/09/2004 - 03/09/2006 | BRONX, NY | |
B | 06/18/2002 - 03/09/2006 | LONG ISLAND CITY, NY | |
B | 11/29/1994 - 05/31/2002 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.