Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CINDY STOLL CAPEZZUTI
CINDY LYNN BRETZLAFF, Cynthia Stoll Capezzuti, CINDY LYNN STOLL
CRD#: 2050522
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 4030 W BOY SCOUT BLVD
STE 300
TAMPA, FL 33607-5713
STE 300
TAMPA, FL 33607-5713
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 2/7/2023
B
Mississippi 2/7/2025
B
Arizona 5/10/2019
B
Missouri 5/10/2019
B
California 5/10/2019
B
Nebraska 8/31/2021
B
Colorado 2/7/2023
B
New Jersey 5/10/2019
B
Connecticut 10/21/2020
B
New York 10/21/2020
B
District of Columbia 11/29/2024
B
North Carolina 5/10/2019
B
Florida 5/10/2019
B
Ohio 5/10/2019
IA
Florida 5/13/2019
B
South Carolina 5/10/2019
B
Georgia 5/10/2019
B
Tennessee 5/10/2019
B
Indiana 8/10/2023
B
Texas 5/10/2019
B
Kansas 5/10/2019
IA
Texas 5/10/2019
B
Louisiana 5/10/2019
B
Virginia 3/29/2023
B
Maine 10/26/2023
B
Washington 5/10/2019
B
Maryland 5/10/2019
B
West Virginia 8/11/2023
B
Massachusetts 5/10/2019
B
Wisconsin 5/10/2019
B
Minnesota 5/10/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/10/2019
B
Registered with this firm since 5/10/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2011 - 05/14/2019 | TAMPA, FL | |
B | 06/21/2011 - 05/14/2019 | TAMPA, FL | |
IA | 06/01/2009 - 01/06/2010 | TAMPA, FL | |
B | 06/01/2009 - 01/06/2010 | TAMPA, FL | |
IA | 04/02/2007 - 06/01/2009 | TAMPA, FL | |
B | 04/02/2007 - 06/01/2009 | TAMPA, FL | |
IA | 03/05/2003 - 04/02/2007 | TAMPA, FL | |
B | 12/21/1992 - 04/02/2007 | TAMPA, FL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.