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WILLIAM SANFORD STRYKER
BILL STRYKER, WILLIAM S STRYKER
CRD#: 2050504
IA
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UBS FINANCIAL SERVICES INC.CRD#: 8174 100 OVERLOOK CENTER
SUITE 400
PRINCETON, NJ 08540
SUITE 400
PRINCETON, NJ 08540
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Disclosures
34
Years of Experience
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State Registrations
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Alabama 5/6/2010
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Nebraska 5/6/2010
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Arizona 3/4/2008
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Nevada 5/3/2023
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Arkansas 5/29/2014
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New Hampshire 1/13/2015
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California 2/20/2004
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New Jersey 2/20/2004
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Colorado 2/20/2004
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New Jersey 2/20/2004
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Connecticut 2/20/2004
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New Mexico 1/3/2023
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Delaware 5/6/2010
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New York 2/20/2004
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District of Columbia 11/1/2018
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North Carolina 5/6/2010
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Florida 2/20/2004
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Ohio 5/6/2010
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Georgia 7/18/2012
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Oklahoma 1/5/2017
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Hawaii 10/16/2018
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Oregon 1/13/2015
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Idaho 5/22/2019
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Pennsylvania 2/20/2004
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Illinois 3/28/2022
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Puerto Rico 4/21/2023
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Indiana 3/5/2021
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Rhode Island 5/6/2010
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Kansas 7/5/2018
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South Carolina 2/20/2004
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Kentucky 5/6/2010
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Tennessee 5/6/2010
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Maine 5/6/2010
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Texas 4/26/2006
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Maryland 2/20/2004
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Texas 5/19/2006
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Massachusetts 5/19/2005
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Vermont 5/6/2010
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Michigan 8/5/2008
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Virginia 2/20/2004
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Missouri 3/19/2015
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Washington 2/20/2004
SRO Registrations
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Registered with this firm since 2/20/2004
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Registered with this firm since 2/20/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/14/2003 - 03/02/2004 | BELLE MEAD, NJ | |
B | 07/22/1992 - 03/02/2004 | ST. LOUIS, MO | |
B | 12/02/1991 - 06/09/1992 | ATLANTA, GA | |
B | 05/31/1990 - 11/27/1991 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.