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Detailed Report
MARC ANTHONY ACOSTA
MARC A ACOSTA
CRD#: 2050446
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Massapequa, NY
Registration History
1995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2008 (9 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 1999 (1 year)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)1993 - 1997 (4 years)
License(s)

State Registrations

B
New Jersey 11/5/2008
IA
New York 10/26/2021
B
New York 10/14/2008

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Massapequa, NY
Registered with this firm since 10/26/2021
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Massapequa, NY
Registered with this firm since 10/14/2008
Previous Registration(s)
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B
 04/09/1999 - 10/27/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) JERICHO, NY
B
 08/11/1997 - 03/31/1999 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 05/11/1993 - 08/07/1997 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.