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Detailed Report
ROY CHRISTIAN JORDAN
CRD#: 2048368
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1600 DIVISION ST Ste 400
NASHVILLE, TN 37203
Registration History
19901995200020052010201520202025IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - Present (20 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1990 - Present (34 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1997 - 2002 (4 years)
License(s)

State Registrations

B
Alabama 1/1/2002
B
Maryland 7/20/2016
B
Arizona 1/1/2002
B
Minnesota 12/21/2020
B
Arkansas 3/13/2019
B
Mississippi 3/28/2024
B
California 3/1/2004
B
Nevada 10/5/2018
B
Colorado 1/5/2011
B
North Carolina 1/1/2002
B
District of Columbia 10/11/2017
B
Ohio 7/21/2022
B
Florida 1/3/2005
B
South Carolina 3/26/2014
B
Georgia 1/1/2002
B
South Dakota 5/23/2016
B
Idaho 11/20/2009
B
Tennessee 1/1/2002
B
Illinois 9/26/2003
IA
Tennessee 3/31/2005
B
Indiana 5/24/2021
B
Texas 3/20/2002
B
Kentucky 1/30/2002
B
Virginia 1/14/2019
B
Louisiana 7/11/2016
B
Wisconsin 8/29/2018
B
Maine 10/13/2014

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
1600 DIVISION ST Ste 400, NASHVILLE, TN 37203
Registered with this firm since 3/31/2005
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
1600 DIVISION ST Ste 400, NASHVILLE, TN 37203
Registered with this firm since 6/8/1990
Previous Registration(s)
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B
 11/04/1997 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.