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Detailed Report
JAMES GLENN HERRELL
JAMES GLEN HERRELL
CRD#: 2048145
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Investment Adviser
NEWEDGE ADVISORSCRD#: 171351 155 N. Lake Ave.
Suite 800
Pasadena, CA 91101
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - 2016 (<1 year)IANEWEDGE ADVISORS (CRD# 171351)2022 - Present (2 years)IAPARTNERVEST ADVISORY SERVICES LLC (CRD# 113621)2008 - 2016 (7 years)
License(s)

State Registrations

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California 5/23/2022
Current Registration(s)
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NEWEDGE ADVISORS (CRD#:171351)
155 N. Lake Ave. Suite 800, Pasadena, CA 91101
Registered with this firm since 5/23/2022
Previous Registration(s)
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 06/02/2016 - 09/14/2016 BEACON POINTE WEALTH ADVISORS, LLC (CRD#:151328) Santa Barbara, CA
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 06/01/2016 - 09/14/2016 BEACON POINTE ADVISORS, LLC (CRD#:119290) Santa Barbara, CA
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 08/07/2008 - 06/28/2016 PARTNERVEST ADVISORY SERVICES LLC (CRD#:113621) SANTA BARBARA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.