Individual Firm
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WALTER THOMAS WANDALL
CRD#: 2045949
IA
B
100 PLUS PLANNINGCRD#: 329985 3477 CORPORATE PARKWAY
SUITE 100
CENTER VALLEY, PA 18034
SUITE 100
CENTER VALLEY, PA 18034
0
Disclosures
24
Years of Experience
View By:
State Registrations
IA
Pennsylvania 3/15/2024
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Registered with this firm since 3/15/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/04/2022 - 05/31/2023 | CENTER VALLEY, PA | |
B | 10/04/2022 - 05/31/2023 | CENTER VALLEY, PA | |
IA | 10/25/2019 - 10/07/2022 | Bethlehem, PA | |
B | 10/25/2019 - 10/07/2022 | Bethlehem, PA | |
B | 08/04/2017 - 10/31/2019 | BETHLEHEM, PA | |
IA | 08/09/2017 - 10/25/2019 | Bethlehem, PA | |
IA | 08/11/2015 - 08/04/2017 | PAOLI, PA | |
B | 04/25/2013 - 08/04/2017 | BETHLEHEM, PA | |
IA | 03/21/2013 - 11/24/2015 | BETHLEHEM, PA | |
B | 12/16/2003 - 07/19/2004 | NEW YORK, NY | |
B | 05/30/2002 - 10/17/2003 | SPRINGFIELD, MA | |
B | 05/30/2002 - 10/17/2003 | NEW YORK, NY | |
B | 01/04/1999 - 05/21/2002 | CONSHOHOCKEN, PA | |
B | 01/28/1998 - 01/04/1999 | BRYAN, OH | |
B | 02/02/1997 - 01/28/1998 | WALTHAM, MA | |
B | 02/03/1995 - 08/30/1996 | NEW YORK, NY | |
B | 08/19/1994 - 02/13/1995 | ROCHESTER, NY | |
B | 06/21/1990 - 09/15/1994 | NEW YORK, NY | |
B | 08/05/1994 - 08/19/1994 | NEW YORK, NY |
ROCHESTER, NY
08/19/1994 - 02/13/1995
NEW YORK, NY
06/21/1990 - 09/15/1994
NEW YORK, NY
08/05/1994 - 08/19/1994
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.