Individual Firm
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FLORA BURKE
Flora Margaret Burke, Flora Burke
CRD#: 2045888
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1150 9TH STREET
SUITE 1212
MODESTO, CA 95354
SUITE 1212
MODESTO, CA 95354
0
Disclosures
22
Years of Experience
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State Registrations
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Alaska 4/15/2021
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Minnesota 4/15/2021
B
California 8/31/2020
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South Dakota 4/15/2021
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California 8/31/2020
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Washington 4/15/2021
B
Hawaii 4/15/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 8/31/2020
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Registered with this firm since 8/31/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/28/2019 - 06/05/2020 | Palo Alto, CA | |
B | 05/24/2019 - 06/05/2020 | PALO ALTO, CA | |
IA | 03/13/2017 - 05/21/2019 | SAN FRANCISCO, CA | |
B | 03/13/2017 - 05/21/2019 | SAN FRANCISCO, CA | |
IA | 02/08/2017 - 03/01/2017 | SAN MATEO, CA | |
B | 02/08/2017 - 03/01/2017 | SAN MATEO, CA | |
IA | 02/02/2016 - 12/22/2016 | SAN MATEO, CA | |
B | 02/01/2016 - 12/22/2016 | SAN MATEO, CA | |
IA | 04/17/2015 - 01/13/2016 | San Mateo, CA | |
B | 12/02/2014 - 01/13/2016 | San Mateo, CA | |
B | 03/18/2003 - 05/12/2004 | SANTA ANA, CA | |
IA | 07/08/1997 - 05/16/2002 | NEWPORT BEACH, CA | |
B | 07/31/1993 - 05/16/2002 | NEW YORK, NY | |
B | 05/22/1990 - 07/31/1993 | NEW YORK, NY |
SAN FRANCISCO, CA
03/13/2017 - 05/21/2019
SAN FRANCISCO, CA
03/13/2017 - 05/21/2019
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.