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ARTHUR SCOTT MONTGOMERY
ARTHUR SCOT MONTGOMERY, SCOOT MONTGOMERY
CRD#: 2044949
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 11600 MANCHESTER RD STE 100
ST LOUIS, MO 63131
ST LOUIS, MO 63131
CETERA ADVISOR NETWORKS LLCCRD#: 13572 11600 MANCHESTER RD STE 100
ST LOUIS, MO 63131
ST LOUIS, MO 63131
0
Disclosures
34
Years of Experience
View By:
State Registrations
B
Alabama 9/3/2013
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Missouri 11/6/2009
B
Arizona 9/3/2013
B
Missouri 9/3/2013
B
Arkansas 9/3/2013
B
Nevada 9/3/2013
B
California 9/3/2013
B
New Hampshire 9/3/2013
B
Colorado 9/3/2013
B
New Jersey 9/3/2013
B
Connecticut 9/3/2013
B
New York 9/3/2013
B
Florida 9/3/2013
B
North Dakota 9/3/2013
B
Georgia 9/3/2013
B
Ohio 9/3/2013
B
Illinois 9/3/2013
B
Oklahoma 9/3/2013
B
Indiana 9/3/2013
B
Oregon 3/22/2022
B
Kansas 9/3/2013
B
Pennsylvania 9/3/2013
B
Louisiana 9/3/2013
B
Tennessee 9/3/2013
B
Maine 9/3/2013
B
Texas 9/3/2013
B
Massachusetts 2/26/2016
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Texas 6/29/2023
B
Minnesota 9/3/2013
B
Virginia 9/3/2013
B
Mississippi 9/3/2013
B
Wisconsin 9/3/2013
SRO Registrations
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IA
Registered with this firm since 6/29/2023
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Registered with this firm since 9/3/2013
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Registered with this firm since 11/6/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/29/2016 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 03/15/2007 - 09/05/2013 | ST LOUIS, MO | |
B | 02/24/1992 - 09/03/2013 | ST LOUIS, MO | |
IA | 04/17/2009 - 04/28/2009 | ST. LOUIS, MO | |
IA | 07/07/2003 - 12/31/2008 | ST. LOUIS, MO | |
B | 06/01/1990 - 11/29/1991 | NEW YORK, NY | |
B | 03/20/1990 - 05/11/1990 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.