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PAUL BERTSCH
PAUL A BERTSCH, PAUL ANTHONY BERTSCH
CRD#: 20439
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 875 N CLEVELAND MASSILLON RD
AKRON, OH 44333
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2020 (12 years)2 FIRMS2020 - Present (4 years)BMCDONALD INVESTMENTS INC. (CRD# 566)2001 - 2007 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1977 - 2001 (23 years)BBACHE HALSEY STUART INC. (CRD# 7238)1976 - 1977 (1 year)BBACHE & CO INCORPORATED (CRD# 7058)1976 - 1976 (<1 year)BBACHE & CO., INCORPORATED (CRD# 66)1971 - 1976 (5 years)BGOODBODY & CO. INCORPORATED (CRD# 362)1970 - 1971 (<1 year)
Disclosure(s)
View By:
6/1/1992
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alabama 9/8/2020

B
New Mexico 9/4/2020

B
Arizona 9/4/2020

B
New York 9/4/2020

B
California 9/4/2020

B
North Carolina 9/4/2020

B
Colorado 9/4/2020

B
Ohio 9/4/2020

B
Florida 9/4/2020

IA
Ohio 9/8/2020

B
Georgia 9/4/2020

B
Pennsylvania 9/4/2020

B
Hawaii 9/4/2020

B
South Carolina 9/4/2020

B
Idaho 9/4/2020

B
Tennessee 9/4/2020

B
Illinois 9/4/2020

B
Texas 9/4/2020

B
Indiana 9/4/2020

IA
Texas 9/4/2020

B
Maryland 9/4/2020

B
Utah 9/4/2020

B
Michigan 9/4/2020

B
Virginia 9/4/2020

B
Missouri 9/4/2020

B
Wyoming 9/4/2020

B
New Jersey 9/4/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
875 N CLEVELAND MASSILLON RD, AKRON, OH 44333
Registered with this firm since 9/4/2020

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
875 N CLEVELAND MASSILLON RD, AKRON, OH 44333
Registered with this firm since 9/4/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 09/04/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AKRON, OH
B
01/01/2008 - 09/04/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AKRON, OH
B
01/12/2007 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) FAIRLAWN, OH
IA
01/17/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) FAIRLAWN, OH
B
05/18/2001 - 02/02/2007 MCDONALD INVESTMENTS INC. (CRD#:566) AKRON, OH
B
09/16/1977 - 05/03/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/27/1976 - 09/16/1977 BACHE HALSEY STUART INC. (CRD#:7238)
B
02/27/1976 - 08/27/1976 BACHE & CO INCORPORATED (CRD#:7058)
B
01/14/1971 - 02/27/1976 BACHE & CO., INCORPORATED (CRD#:66)
B
12/23/1970 - 03/19/1971 GOODBODY & CO. INCORPORATED (CRD#:362)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.