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CASSANDRA SHAWN ANDERSON
CASSANDRA SHAWN VAN HORN, CASSANDRA SHAWN VANHORN
CRD#: 2043859
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 165 SOUTH UNION BOULEVARD
SUITE 600
LAKEWOOD, CO 80228
SUITE 600
LAKEWOOD, CO 80228
0
Disclosures
22
Years of Experience
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State Registrations
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California 8/3/2012
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Colorado 6/10/2024
IA
California 8/3/2012
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Idaho 6/12/2019
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Colorado 6/10/2024
IA
Idaho 6/12/2019
SRO Registrations
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Registered with this firm since 8/3/2012
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Registered with this firm since 8/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/29/2011 - 12/22/2011 | SAN MATEO, CA | |
B | 10/07/2010 - 03/11/2011 | NAPERVILLE, IL | |
IA | 07/02/2007 - 09/08/2008 | CORTE MADERA, CA | |
B | 07/16/2007 - 09/08/2008 | CORTE MADERA, CA | |
IA | 05/21/2004 - 07/19/2005 | SAN FRANCISCO, CA | |
B | 05/21/2004 - 07/19/2005 | BOSTON, MA | |
IA | 06/23/2003 - 05/25/2004 | LARKSPUR, CA | |
B | 06/23/2003 - 05/25/2004 | PURCHASE, NY | |
B | 12/04/2001 - 07/19/2002 | SACRAMENTO, CA | |
B | 07/29/1998 - 12/10/1998 | LONG ISLAND CITY, NY | |
B | 03/20/1998 - 07/23/1998 | NEW YORK, NY | |
B | 09/01/1994 - 02/19/1998 | SAN FRANCISCO, CA | |
B | 04/11/1990 - 08/16/1990 | DENVER, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.