[OTHER CUSTOMER NAMED] STATES THAT HER MOTHER'S ACCOUNT([CUSTOMER])HAD UNAUTHORIZED TRANSACTIONS, WITH CHURNING AND EXCESSIVE TRADING.

$300,000.00

[CUSTOMER] HAD ACCT AT MPV FROM '89-'05. DAUGHTER TOOK OVER ACCT AND RE-REGISTERED ACCT TO IRREV.TRUST. DAUGHTER NEVER INVOVLED WITH PARENT'S ACCT TILL '04, NEVERTHELESS FEELS PARENT'S ACCT WAS CHURNED, WITH EXCESSIVE TRADES AND UNAUTHORIZED TRANSACTIONS, WITH DAMAGES OF $300,000.00. ACCT WAS NEVER VALUED AT $300,000.00 AND ONLY HAD LOSSES OF $5880.00 AND THIS DOES NOT INCLUDE INTEREST AND DIV PAYMENTS RECEIVED THROUGHOUT THE HISTORY OF ACCT.

CLIENT'S FAMILY FELT THAT SELLING OPTIONS ("BUY/WRTIE STRATEGY") WAS NOT APPROPRIATE AND DAMAGES HAVE NOT BEEN SPECIFIED BY ANY FAMILY MEMBERS.

$15,000.00

CLIENT ACTUAL LOSSES WERE DERIVED FROM THE MARKET CORRECTION DURING THE EARLY 1990'S, AND FAIRED WELL WITH THE ETF BUY/WRITE STRATEGY.