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KIMBERLY KAY MIKA
CRD#: 2042239
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 3380 Lacrosse Lane
#100
Naperville, IL 60564
Registration History
199019952000200520102015202020252 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - Present (7 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1990 - 2018 (27 years)IAINVEST FINANCIAL CORPORATION (CRD# 12984)2000 - 2018 (17 years)
License(s)

State Registrations

B
Illinois 2/20/2018

B
Minnesota 8/31/2021

IA
Illinois 2/20/2018

B
Wisconsin 2/16/2021

B
Michigan 2/20/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
3380 Lacrosse Lane #100, Naperville, IL 60564
Naperville, IL
Registered with this firm since 2/20/2018

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
3380 Lacrosse Lane #100, Naperville, IL 60564
Naperville, IL
Registered with this firm since 2/20/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/14/2018 - 03/05/2018 LPL FINANCIAL LLC (CRD#:6413) NAPERVILLE, IL
B
02/14/2018 - 03/05/2018 LPL FINANCIAL LLC (CRD#:6413) NAPERVILLE, IL
IA
10/17/2000 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) NAPERVILLE, IL
B
04/24/1990 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) NAPERVILLE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.