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Registration History
199019952000200520102015202020252 FIRMS1990 - 1993 (2 years)2 FIRMS2000 - 2001 (<1 year)2 FIRMS2024 - Present (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2006 - 2024 (17 years)BFINTEGRA, LLC (CRD# 16741)2005 - 2006 (1 year)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2001 - 2005 (3 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1993 - 2000 (7 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2007 - 2024 (17 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2006 - 2006 (<1 year)
Disclosure(s)
View By:
3/26/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 1/19/2024

B
Montana 1/19/2024

B
Idaho 1/19/2024

B
South Carolina 1/19/2024

B
Iowa 1/19/2024

B
Wisconsin 1/19/2024

B
Minnesota 1/19/2024

IA
Wisconsin 1/19/2024

IA
Minnesota 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
EAU CLAIRE, WI
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
EAU CLAIRE, WI
Registered with this firm since 1/19/2024

Previous Registration(s)
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IA
01/08/2007 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) EAU CLAIRE, WI
B
12/07/2006 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) EAU CLAIRE, WI
IA
12/07/2006 - 12/07/2006 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) EAU CLAIRE, WI
B
02/16/2005 - 11/09/2006 FINTEGRA, LLC (CRD#:16741) ONALASKA, WI
B
09/24/2001 - 02/17/2005 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
12/13/2000 - 10/05/2001 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
12/13/2000 - 10/05/2001 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
03/01/1993 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
04/24/1990 - 03/01/1993 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
04/24/1990 - 03/01/1993 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.