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KENT DOUGLAS MITCHELL
CRD#: 2041445
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 905 S FILLMORE STREET
SUITE 500
AMARILLO, TX 79101
Registration History
199019952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2012 - Present (12 years)BBENJAMIN F. EDWARDS & COMPANY,... (CRD# 146936)2010 - 2012 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1990 - 2008 (17 years)IABENJAMIN F. EDWARDS & COMPANY,... (CRD# 146936)2010 - 2011 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
License(s)

State Registrations

B
Alabama 7/25/2024

B
New Mexico 5/14/2012

B
Arizona 3/19/2024

B
New York 9/8/2017

B
California 9/8/2017

B
North Carolina 12/13/2019

B
Colorado 5/14/2012

B
Ohio 3/10/2016

B
Delaware 9/8/2017

B
Oklahoma 5/14/2012

B
Illinois 11/5/2021

B
Texas 5/7/2012

B
Kansas 1/23/2018

IA
Texas 5/7/2012

B
Louisiana 9/8/2017

B
Utah 1/2/2018

B
Missouri 8/5/2020

B
Virginia 1/31/2025

B
Nevada 5/22/2013

B
Wyoming 9/8/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
905 S FILLMORE STREET SUITE 500, AMARILLO, TX 79101
Registered with this firm since 5/7/2012

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
905 S FILLMORE STREET SUITE 500, AMARILLO, TX 79101
Registered with this firm since 5/7/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/01/2010 - 01/03/2012 BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936) ST. LOUIS, MO
IA
07/01/2010 - 12/31/2011 BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936) ST. LOUIS, MO
IA
01/01/2008 - 09/22/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
B
01/01/2008 - 09/22/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
B
03/20/1990 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HOUSTON, TX
IA
10/07/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.