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LEONARD RAYMOND DELOTEUS JR
RAY DELOTEUS JR, RAY DELOTEUS, Leonard Deloteus
CRD#: 2040773
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2501 20th Pl S Ste 400
BIRMINGHAM, AL 35223
BIRMINGHAM, AL 35223
0
Disclosures
34
Years of Experience
View By:
State Registrations
IA
Alabama 10/26/2018
B
Minnesota 6/21/2024
B
Alabama 10/30/2018
B
Mississippi 10/26/2018
B
California 10/26/2018
B
New Hampshire 1/28/2025
B
Florida 10/26/2018
IA
New Hampshire 2/3/2025
B
Georgia 10/26/2018
B
New Jersey 10/26/2018
B
Illinois 10/26/2018
B
Ohio 10/26/2018
B
Indiana 3/20/2019
B
Oklahoma 3/9/2023
B
Kentucky 10/26/2018
IA
Texas 10/26/2018
B
Louisiana 11/3/2023
B
Texas 1/18/2024
B
Massachusetts 8/12/2020
SRO Registrations
B
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IA
Registered with this firm since 10/26/2018
B
Registered with this firm since 10/26/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2003 - 10/29/2018 | BIRMINGHAM, AL | |
B | 07/01/2003 - 10/29/2018 | BIRMINGHAM, AL | |
IA | 11/10/2000 - 07/01/2003 | BIRMINGHAM, AL | |
B | 11/10/2000 - 07/01/2003 | NEW YORK, NY | |
B | 10/04/1994 - 12/21/2000 | WEEHAWKEN, NJ | |
B | 07/31/1993 - 09/06/1994 | NEW YORK, NY | |
B | 03/20/1990 - 07/31/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.