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JOSEPH JOHN CATALDO
JOSEPH JOHN CATALADO, JOE CATALDO
CRD#: 2040657
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 222 Mt. Airy Rd.
Suite 209
Basking Ridge, NJ 07920
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 222 Mt. Airy Rd.
Suite 209
Basking Ridge, NJ 07920
Registration History
199019952000200520102015202020252 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2019 (9 years)2 FIRMS2019 - Present (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2008 (11 years)BFIRST INTERREGIONAL EQUITY CORP. (CRD# 7486)1995 - 1997 (1 year)BHALPERT AND COMPANY, INC. (CRD# 7094)1990 - 1995 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2008 (6 years)
Disclosure(s)
View By:
9/23/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/11/2019

B
Nevada 12/21/2021

B
Arizona 4/11/2019

B
New Hampshire 4/11/2019

B
California 4/11/2019

B
New Jersey 4/11/2019

B
Colorado 4/11/2019

IA
New Jersey 4/15/2019

B
Connecticut 4/11/2019

B
New Mexico 4/11/2019

B
Delaware 4/11/2019

B
New York 4/11/2019

B
District of Columbia 4/11/2019

B
North Carolina 4/11/2019

B
Florida 4/11/2019

B
Ohio 4/11/2019

B
Georgia 4/11/2019

B
Oregon 9/2/2021

B
Hawaii 5/31/2023

B
Pennsylvania 4/11/2019

B
Illinois 4/11/2019

B
Rhode Island 4/11/2019

B
Indiana 4/11/2019

B
South Carolina 4/11/2019

B
Kansas 4/16/2019

B
South Dakota 4/11/2019

B
Kentucky 4/11/2019

B
Tennessee 1/25/2022

B
Louisiana 4/11/2019

B
Texas 4/11/2019

B
Maine 4/11/2019

IA
Texas 4/11/2019

B
Maryland 4/11/2019

B
Vermont 4/11/2019

B
Massachusetts 4/11/2019

B
Virginia 4/11/2019

B
Michigan 4/11/2019

B
Washington 5/3/2019

B
Minnesota 8/9/2019

B
West Virginia 12/16/2024

B
Missouri 11/1/2024

B
Wisconsin 5/17/2022

B
Montana 9/24/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
222 Mt. Airy Rd. Suite 209, Basking Ridge, NJ 07920
Registered with this firm since 4/11/2019

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
222 Mt. Airy Rd. Suite 209, Basking Ridge, NJ 07920
Registered with this firm since 4/11/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 04/18/2019 MORGAN STANLEY (CRD#:149777) SHORT HILLS, NJ
B
06/01/2009 - 04/18/2019 MORGAN STANLEY (CRD#:149777) SHORT HILLS, NJ
IA
09/11/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SHORT HILLS, NJ
B
09/11/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SHORT HILLS, NJ
IA
06/27/2002 - 09/22/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
04/09/1997 - 09/22/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
11/13/1995 - 05/16/1997 FIRST INTERREGIONAL EQUITY CORP. (CRD#:7486) MILBURN, NJ
B
04/25/1990 - 11/17/1995 HALPERT AND COMPANY, INC. (CRD#:7094) MILLBURN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.