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Detailed Report
Lisa Annette Stewart
LISA BRODBECK, LISA STEWART
CRD#: 2039044
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 WINDMERE FINANCIAL CENTER
4705 SOUTH APOPKA VINELAND ROAD, SUITE 202
ORLANDO, FL 32819
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2003 (4 years)2 FIRMS2003 - 2020 (16 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 5/6/2020
B
Nebraska 5/7/2020
B
Alaska 5/6/2020
B
Nevada 5/7/2020
B
Arizona 5/6/2020
B
New Hampshire 5/7/2020
B
Arkansas 5/6/2020
B
New Jersey 5/7/2020
B
California 5/6/2020
B
New Mexico 5/7/2020
B
Colorado 5/6/2020
B
New York 5/7/2020
B
Connecticut 5/6/2020
B
North Carolina 5/7/2020
B
Delaware 5/7/2020
B
North Dakota 5/7/2020
B
District of Columbia 5/6/2020
B
Ohio 5/8/2020
B
Florida 5/1/2020
B
Oklahoma 5/7/2020
IA
Florida 5/4/2020
B
Oregon 5/7/2020
B
Georgia 5/1/2020
B
Pennsylvania 5/7/2020
B
Hawaii 5/7/2020
B
Puerto Rico 9/7/2023
B
Idaho 5/6/2020
B
Rhode Island 5/7/2020
B
Illinois 5/7/2020
B
South Carolina 5/7/2020
B
Indiana 5/7/2020
B
South Dakota 5/7/2020
B
Iowa 5/6/2020
B
Tennessee 5/7/2020
B
Kansas 5/7/2020
B
Texas 5/7/2020
B
Kentucky 5/7/2020
IA
Texas 5/12/2020
B
Louisiana 5/7/2020
B
Utah 5/7/2020
B
Maine 5/7/2020
B
Vermont 5/7/2020
B
Maryland 5/7/2020
B
Virgin Islands 2/27/2023
B
Massachusetts 5/7/2020
B
Virginia 5/7/2020
B
Michigan 5/7/2020
B
Washington 5/7/2020
B
Minnesota 5/7/2020
B
West Virginia 5/7/2020
B
Mississippi 5/7/2020
B
Wisconsin 5/7/2020
B
Missouri 5/7/2020
B
Wyoming 5/7/2020
B
Montana 5/7/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
WINDMERE FINANCIAL CENTER 4705 SOUTH APOPKA VINELAND ROAD, SUITE 202, ORLANDO, FL 32819
Registered with this firm since 5/4/2020
B
MORGAN STANLEY (CRD#:149777)
WINDMERE FINANCIAL CENTER 4705 SOUTH APOPKA VINELAND ROAD, SUITE 202, ORLANDO, FL 32819
Registered with this firm since 5/1/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/01/2003 - 01/22/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ORLANDO, FL
B
 07/01/2003 - 01/22/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ORLANDO, FL
IA
 12/09/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ORLANDO, FL
B
 12/02/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.