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Detailed Report
ROBERT THOMAS NOWE
BOB NOWE
CRD#: 2038809
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5860 VENTURE DR
STE B
DUBLIN, OH 43017
Registration History
1995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1999 - Present (25 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1994 - Present (30 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1994 - 2006 (12 years)
License(s)

State Registrations

B
Alabama 8/29/2019
B
New York 8/25/1997
B
Arizona 7/21/2011
B
North Carolina 6/10/2005
B
California 2/19/1998
B
Ohio 4/13/1994
B
Colorado 7/3/2012
IA
Ohio 9/18/1999
B
Florida 6/22/1999
B
Oklahoma 4/21/2023
B
Georgia 5/8/2012
B
Oregon 11/13/2023
B
Illinois 8/27/2004
B
Pennsylvania 10/28/1994
B
Indiana 12/3/2014
B
South Carolina 4/19/2001
B
Kentucky 5/19/2015
B
South Dakota 4/5/2024
B
Massachusetts 11/4/2016
B
Tennessee 7/18/2009
B
Michigan 12/5/2001
B
Texas 1/9/2002
B
Minnesota 5/8/2023
IA
Texas 10/5/2006
B
Missouri 10/16/1998
B
Virginia 8/9/2006
B
Nevada 7/2/2024
B
Wisconsin 4/19/2004

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5860 VENTURE DR STE B, DUBLIN, OH 43017
Powell, OH
Registered with this firm since 9/18/1999
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5860 VENTURE DR STE B, DUBLIN, OH 43017
Powell, OH
Registered with this firm since 4/12/1994
Previous Registration(s)
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B
 04/12/1994 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.