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Seth Hal Cushman
Seth Cushman
CRD#: 2034870
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 11108 West Broad Street
Glen Allen, VA 23060
Glen Allen, VA 23060
0
Disclosures
33
Years of Experience
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State Registrations
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Texas 3/15/2023
IA
Virginia 12/26/2013
B
Virginia 3/9/1999
SRO Registrations
B
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Registered with this firm since 6/20/2011
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Registered with this firm since 11/8/1995
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/10/1991 - 12/23/1993 | NEW YORK, NY | |
B | 02/27/1990 - 12/12/1991 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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