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PAMELA SUE GOTHARD
PAM BUNCH
CRD#: 2034244
IA
B
WELLS FARGO ADVISORSCRD#: 19616 100 CRESCENT CT
STE 1400
DALLAS, TX 75201
STE 1400
DALLAS, TX 75201
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Alabama 6/22/2021
B
Maryland 7/7/2021
B
Arizona 10/21/2019
B
Montana 1/3/2018
B
Arkansas 2/7/2014
B
Nevada 12/24/2015
B
California 11/24/2006
B
Oklahoma 1/16/2025
B
Colorado 11/24/2006
B
South Carolina 1/25/2021
B
Florida 11/24/2006
B
Tennessee 7/13/2021
B
Kentucky 2/7/2014
B
Texas 11/24/2006
B
Louisiana 3/6/2018
IA
Texas 11/24/2006
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 11/24/2006
B
Registered with this firm since 11/24/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/27/2006 - 11/29/2006 | DALLAS, TX | |
B | 07/01/2006 - 11/29/2006 | DALLAS, TX | |
IA | 04/13/1992 - 09/27/2006 | DALLAS, TX | |
B | 04/13/1992 - 07/01/2006 | DALLAS, TX | |
B | 03/20/1990 - 04/22/1992 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.