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JOHN YAGLA
JOHN L YAGLA, JOHN LESTER YAGLA
CRD#: 2030137
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 120 N MAIN ST
STE 250
WEST BEND, WI 53095
Registration History
199019952000200520102015202020252 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2024 (20 years)2 FIRMS2024 - Present (1 year)BRBC DAIN RAUSCHER INC. (CRD# 31194)1998 - 2003 (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1992 - 1998 (6 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1990 - 1992 (2 years)IARBC DAIN RAUSCHER INC. (CRD# 31194)2001 - 2003 (1 year)
License(s)

State Registrations

B
Alaska 2/8/2024

B
Minnesota 4/30/2024

B
Arizona 2/8/2024

B
Missouri 2/8/2024

B
California 2/8/2024

B
Pennsylvania 2/8/2024

B
Florida 2/8/2024

B
South Carolina 2/8/2024

B
Illinois 2/8/2024

B
Tennessee 2/8/2024

IA
Illinois 2/8/2024

B
Texas 2/8/2024

B
Indiana 2/8/2024

IA
Texas 2/8/2024

B
Iowa 2/8/2024

B
Wisconsin 2/8/2024

B
Kentucky 2/8/2024

IA
Wisconsin 2/8/2024

B
Maryland 2/8/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
120 N MAIN ST STE 250, WEST BEND, WI 53095
Registered with this firm since 2/8/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
120 N MAIN ST STE 250, WEST BEND, WI 53095
Registered with this firm since 2/8/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2003 - 02/08/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WAUKESHA, WI
B
07/01/2003 - 02/08/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WAUKESHA, WI
IA
01/31/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ORLAND PARK, IL
B
01/31/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
IA
05/24/2001 - 02/24/2003 RBC DAIN RAUSCHER INC. (CRD#:31194) OAKBROOK TERRACE, IL
B
06/12/1998 - 02/24/2003 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
03/03/1992 - 06/24/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
02/16/1990 - 03/24/1992 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.