Individual Firm
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KEVIN JOHN MEYERS
JOHN LEE MEYERS, KEVIN MEYERS
CRD#: 2029347
IA
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WELLS FARGO ADVISORSCRD#: 19616 1010 FRANKLIN AVE STE 100
GARDEN CITY, NY 11530
GARDEN CITY, NY 11530
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1/19/1999
Customer Dispute
Settled
State Registrations
B
Arkansas 6/26/2020
B
New Jersey 6/26/2020
B
California 6/26/2020
B
New York 6/26/2020
B
Connecticut 6/26/2020
IA
New York 7/27/2021
IA
Connecticut 6/26/2020
B
North Carolina 6/26/2020
B
Florida 6/26/2020
B
Pennsylvania 6/26/2020
B
Georgia 7/30/2020
B
Rhode Island 6/26/2020
B
Hawaii 6/26/2020
B
South Carolina 12/16/2022
B
Idaho 7/6/2020
B
Texas 6/26/2020
B
Maryland 1/6/2024
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Texas 6/26/2020
B
Massachusetts 6/26/2020
B
Virginia 6/26/2020
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 6/26/2020
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Registered with this firm since 6/26/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2020 - 06/29/2020 | GARDEN CITY, NY | |
B | 06/03/2011 - 06/29/2020 | GARDEN CITY, NY | |
IA | 04/16/2004 - 06/13/2011 | UNIONDALE, NY | |
B | 04/16/2004 - 06/13/2011 | UNIONDALE, NY | |
IA | 12/20/2001 - 04/21/2004 | GARDEN CITY, NY | |
B | 08/27/1990 - 04/21/2004 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.