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Detailed Report
JORGE RAMON LACOTT
JORGE R LACOTT
CRD#: 2028947
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4890 West Kennedy Boulevard Suite 700
Tampa, FL 33609
Registration History
19952000200520102015202020252 FIRMS2010 - Present (14 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2007 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1994 - 2006 (11 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nebraska 3/19/2019
B
Alaska 4/29/2022
B
Nevada 3/20/2019
B
Arizona 3/8/2022
B
New Hampshire 2/11/2021
B
Arkansas 3/15/2019
B
New Jersey 2/11/2021
B
California 3/8/2022
B
New Mexico 3/18/2019
B
Colorado 5/11/2022
B
New York 2/11/2021
B
Connecticut 2/11/2021
B
North Carolina 3/15/2019
B
Delaware 2/11/2021
B
North Dakota 3/19/2019
B
District of Columbia 2/11/2021
B
Ohio 2/11/2021
B
Florida 8/5/2010
B
Oklahoma 3/8/2022
IA
Florida 11/18/2010
B
Oregon 5/25/2022
B
Georgia 5/16/2019
B
Pennsylvania 2/11/2021
B
Hawaii 5/25/2022
B
Puerto Rico 3/21/2019
B
Idaho 3/8/2022
B
Rhode Island 3/21/2019
B
Illinois 5/8/2019
B
South Carolina 3/18/2019
B
Indiana 3/15/2019
B
South Dakota 3/22/2019
B
Iowa 3/8/2022
B
Tennessee 3/8/2022
B
Kansas 3/8/2022
B
Texas 3/15/2019
B
Kentucky 3/8/2022
IA
Texas 4/23/2020
B
Louisiana 3/8/2022
B
Utah 3/15/2019
B
Maine 3/8/2022
B
Vermont 3/8/2022
B
Maryland 3/19/2021
B
Virgin Islands 3/8/2022
B
Massachusetts 12/11/2019
B
Virginia 2/11/2021
B
Michigan 3/8/2022
B
Washington 3/15/2019
B
Minnesota 3/15/2019
B
West Virginia 2/11/2021
B
Mississippi 3/19/2019
B
Wisconsin 3/21/2019
B
Missouri 5/25/2021
B
Wyoming 3/8/2022
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609
Registered with this firm since 11/18/2010
B
MORGAN STANLEY (CRD#:149777)
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609
Registered with this firm since 8/3/2010
Previous Registration(s)
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B
 07/12/2007 - 08/19/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SCOTTSDALE, AZ
B
 08/08/2006 - 07/05/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ANCHORAGE, AK
B
 08/09/1994 - 07/17/2006 MORGAN STANLEY DW INC. (CRD#:7556) ANCHORAGE, AK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.