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Detailed Report
ANDREW JOEL LUNDEEN
CRD#: 2028682
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 950 E WAYZATA BLVD STE 200
WAYZATA, MN 55391
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2011 (10 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2000 - 2002 (1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1998 - 2000 (2 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2004 - 2011 (6 years)
Disclosure(s)
View By:
1/4/2006
Customer Dispute
Settled
10/5/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/3/2011
B
Minnesota 1/3/2011
B
California 1/3/2011
IA
Minnesota 11/5/2013
IA
California 1/3/2011
B
Nevada 1/3/2011
B
Colorado 12/15/2011
B
North Carolina 12/6/2016
B
Florida 1/3/2011
B
Ohio 6/5/2024
B
Hawaii 1/7/2023
B
Texas 6/14/2022
B
Illinois 1/25/2013
IA
Texas 6/16/2022
B
Indiana 8/2/2018
B
Washington 1/3/2011
B
Kansas 5/13/2024
B
Wisconsin 1/3/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
950 E WAYZATA BLVD STE 200, WAYZATA, MN 55391
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
950 E WAYZATA BLVD STE 200, WAYZATA, MN 55391
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/05/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNETONKA, MN
B
 12/13/2000 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNETONKA, MN
B
 12/18/2000 - 08/12/2002 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
 07/07/1998 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.