Individual Firm
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SUSAN TORDIK-ATCHISON
SUSAN M ATCHISON, SUSAN TORDIK ATCHISON, SUE TORDIK, SUSAN MARY TORDIK, SUSAN M. TORDIK-ATCHISON…
CRD#: 2027591
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 9919 HAYNES BRIDGE RD
ALPHARETTA, GA 30022
ALPHARETTA, GA 30022
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 9919 HAYNES BRIDGE RD
ALPHARETTA, GA 30022
ALPHARETTA, GA 30022
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5/30/2022
Customer Dispute
Denied
3/30/2004
Customer Dispute
Settled
2/2/2001
Customer Dispute
Settled
State Registrations
B
Alabama 3/28/2022
B
New York 5/16/2023
B
California 5/29/2015
B
North Carolina 4/19/2022
B
Colorado 5/1/2020
B
Pennsylvania 10/23/2018
B
Delaware 3/30/2016
B
South Carolina 7/11/2018
B
Florida 3/27/2017
B
Tennessee 4/6/2020
B
Georgia 10/8/2013
B
Texas 10/28/2015
IA
Georgia 9/1/2016
IA
Texas 3/13/2017
B
Kentucky 11/19/2021
B
Virginia 7/5/2018
B
Mississippi 8/26/2020
SRO Registrations
B
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IA
Registered with this firm since 9/1/2016
B
Registered with this firm since 10/7/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/04/2013 - 12/31/2016 | ALPHARETTA, GA | |
IA | 01/25/2012 - 09/19/2012 | HATTIESBURG, MS | |
B | 01/09/2012 - 09/19/2012 | HATTIESBURG, MS | |
IA | 12/16/2004 - 01/28/2010 | ALPHARETTA, GA | |
B | 12/16/2004 - 01/28/2010 | ALPHARETTA, GA | |
IA | 05/12/2003 - 01/10/2005 | ATLANTA, GA | |
B | 10/01/2000 - 01/10/2005 | ST. LOUIS, MO | |
B | 01/12/1996 - 10/01/2000 | CHARLOTTE, NC | |
B | 06/01/1995 - 01/12/1996 | ||
B | 09/26/1994 - 10/18/1994 | ||
B | 01/19/1994 - 07/21/1994 | NEW YORK, NY |
ALPHARETTA, GA
12/16/2004 - 01/28/2010
ALPHARETTA, GA
12/16/2004 - 01/28/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.