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GARY ANDREW HASSENFRATZ
CRD#: 2027185
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 400 1ST ST S STE 300
ST CLOUD, MN 56301
CETERA INVESTMENT SERVICES LLCCRD#: 15340 400 1ST ST S STE 300
ST CLOUD, MN 56301
Registration History
19901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - Present (11 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2000 - Present (24 years)BGUARANTY BROKERAGE SERVICES, INC. (CRD# 23302)2005 - 2010 (5 years)BILG SECURITIES CORPORATION (CRD# 422)1994 - 2000 (6 years)BDOMINION CAPITAL CORPORATION (CRD# 18837)1992 - 1993 (1 year)BMIMLIC SALES CORPORATION (CRD# 15296)1990 - 1992 (2 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2005 - 2014 (8 years)
License(s)

State Registrations

B
Alabama 2/26/2018

B
Minnesota 3/31/2022

B
Arkansas 5/13/2005

B
Mississippi 2/26/2018

B
Florida 5/3/2007

B
Missouri 2/26/2018

B
Georgia 3/17/2015

B
Montana 12/5/2008

B
Illinois 2/26/2018

B
New Mexico 8/15/2007

B
Indiana 2/26/2018

B
North Carolina 2/27/2018

B
Iowa 2/26/2018

B
South Dakota 12/5/2008

B
Kentucky 2/26/2018

B
Tennessee 2/26/2018

B
Louisiana 2/26/2018

B
Texas 3/31/2000

IA
Louisiana 2/26/2018

IA
Texas 1/21/2014

B
Massachusetts 9/29/2016

B
Wyoming 12/5/2008

IA
Minnesota 9/9/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
400 1ST ST S STE 300, ST CLOUD, MN 56301
LAKEWAY, TX
Registered with this firm since 1/21/2014

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
400 1ST ST S STE 300, ST CLOUD, MN 56301
LAKEWAY, TX
Registered with this firm since 3/31/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/13/2005 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) BIRMINGHAM, AL
B
05/13/2005 - 12/31/2010 GUARANTY BROKERAGE SERVICES, INC. (CRD#:23302) ST. CLOUD, MN
B
03/10/1994 - 05/24/2000 ILG SECURITIES CORPORATION (CRD#:422) KANSAS CITY, MO
B
07/08/1992 - 12/22/1993 DOMINION CAPITAL CORPORATION (CRD#:18837) DALLAS, TX
B
05/08/1990 - 05/01/1992 MIMLIC SALES CORPORATION (CRD#:15296) ST. PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.