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ON 4/5/1999 I INCORRECTLY ANSWERED QUESTION #16 ON THE NON-RESIDENT INSURANCE PRODUCER APPLICATION "NO" AND SIGNED. ANSWER SHOULD HAVE BEEN "YES".
Resolution
Consent
Sanctions
Suspension
Registration Capacities Affected
NONE
Duration
2 MONTHS
Start Date
3/14/2000
End Date
5/16/2000
10/11/1979
Criminal
Final Disposition
Charges
UNLAWFUL OFFER TO SELL NARCOTIC DRUG VALUED AT MORE THAN $250 IN VIOLATION OF ARS SECTION 36.1002.02 (A) AND (B).
Disposition
Dismissed
Charges
CONSPIRACY TO POSSESS NARCOTIC DRUG VALUED AT MORE THAN $250 IN VIOLATION OF ARS SECTION 13-1003 AND 36.1032.02 (A)AND 36-1002.01.
Disposition
Convicted
Charges
UNLAWFUL POSSESSION OF NARCOTIC DRUG VALUED AT MORE THAN $250 IN VIOLATION OF ARS SECTION 36-1002.01 (A) AND (B).
Disposition
Dismissed
Broker Comment
THIS WAS A CASE OF BEING IN THE WRONG PLACE AT THE WRONG TIME. I WAS CONSIDERED A CONSPIRATOR WHEN MY COLLEGE ROOMATE OF ONE MONTH ENGAGED IN ILLEGAL ACTIVITY. IN 1999, MY CASE WAS REVIEWED AND THE COURT VACATED THE CONVICTION.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.