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GARY FRANK MUTZ
CRD#: 2025932
IA
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PACKERLAND BROKERAGE SERVICES, INC.CRD#: 37031 2525 N. 124TH ST
SUITE 204
BROOKFIELD, WI 53005
SUITE 204
BROOKFIELD, WI 53005
0
Disclosures
32
Years of Experience
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State Registrations
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Alabama 10/5/2020
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Minnesota 1/30/2020
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Arizona 5/17/2011
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New York 1/19/2021
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Florida 2/7/2020
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Pennsylvania 2/15/2022
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Georgia 2/15/2022
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Texas 3/15/2021
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Hawaii 11/11/2020
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Wisconsin 1/19/1999
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Illinois 2/7/2020
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Wisconsin 2/21/2012
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Michigan 1/30/2020
SRO Registrations
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Registered with this firm since 2/21/2012
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Registered with this firm since 1/19/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/19/2006 - 09/20/2010 | BROOKFIELD, WI | |
B | 02/22/1996 - 01/19/1999 | EL SEGUNDO, CA | |
B | 07/11/1994 - 10/27/1995 | NEW YORK, NY | |
B | 08/02/1993 - 07/12/1994 | OAKDALE, MN | |
B | 02/20/1990 - 09/18/1991 | NEWARK, NJ | |
B | 02/20/1990 - 09/18/1991 | NEWARK, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.