• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RICHARD MICHAEL ROKUS
CRD#: 2024603
IA
Investment Adviser
GREAT LAKES ADVISORS, LLCCRD#: 110757 231 S. LASALLE STREET
4TH FLOOR
CHICAGO, IL 60604
Registration History
1995200020052010201520202025IAGREAT LAKES ADVISORS, LLC (CRD# 110757)2011 - Present (13 years)IAM&I INVESTMENT MANAGEMENT CORP. (CRD# 109802)1993 - 2010 (16 years)
License(s)

State Registrations

IA
Illinois 9/9/2011

IA
Wisconsin 9/9/2011

Current Registration(s)
IA
GREAT LAKES ADVISORS, LLC (CRD#:110757)
231 S. LASALLE STREET 4TH FLOOR, CHICAGO, IL 60604
Registered with this firm since 9/9/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/04/1993 - 04/29/2010 M&I INVESTMENT MANAGEMENT CORP. (CRD#:109802) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.