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Detailed Report
Jon Anton Ondracek
TONY ONDRACEK
CRD#: 2023381
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 25220 HANCOCK AVE
SUITE 300
MURRIETA, CA 92562
Registration History
199019952000200520102015202020252 FIRMS2001 - 2006 (5 years)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2019 (9 years)2 FIRMS2019 - Present (5 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1990 - 2001 (10 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1990 - 1993 (3 years)BBARABAN SECURITIES, INC. (CRD# 7659)1990 - 1990 (<1 year)
License(s)

State Registrations

B
Arizona 4/3/2019
B
Missouri 10/10/2022
B
California 4/3/2019
B
Nevada 4/3/2019
IA
California 4/3/2019
B
Oklahoma 9/23/2021
B
Colorado 4/3/2019
B
Oregon 4/3/2019
B
Florida 4/3/2019
B
South Dakota 4/3/2019
B
Idaho 4/3/2019
B
Texas 4/3/2019
B
Illinois 5/30/2019
IA
Texas 4/3/2019
B
Kansas 1/7/2022
B
Utah 4/3/2019
B
Kentucky 11/18/2021
B
Washington 4/3/2019
B
Maine 4/3/2019

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
25220 HANCOCK AVE SUITE 300, MURRIETA, CA 92562
Registered with this firm since 4/3/2019
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
25220 HANCOCK AVE SUITE 300, MURRIETA, CA 92562
Registered with this firm since 4/3/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/23/2009 - 04/05/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TEMECULA, CA
B
 10/23/2009 - 04/05/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TEMECULA, CA
IA
 04/21/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HEMET, CA
B
 04/21/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HEMET, CA
IA
 06/12/2001 - 04/24/2006 MORGAN STANLEY (CRD#:7556) TEMECULA, CA
B
 04/19/2001 - 04/24/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 07/23/1990 - 03/13/2001 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 07/23/1990 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
B
 02/13/1990 - 07/09/1990 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.