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LISA L MALKIN
LISA LOUISE LYLE, LISA LOUISE PEDIGO
CRD#: 2022863
IA
B
WELLS FARGO ADVISORSCRD#: 19616 ONE NORTH JEFFERSON AVENUE
MAIL CODE: H0004-05E
ST. LOUIS, MO 63103-2205
MAIL CODE: H0004-05E
ST. LOUIS, MO 63103-2205
0
Disclosures
25
Years of Experience
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State Registrations
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Alabama 2/7/2018
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Montana 2/7/2018
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Alaska 2/7/2018
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Nebraska 2/7/2018
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Arizona 2/7/2018
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Nevada 2/7/2018
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Arkansas 2/7/2018
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New Hampshire 2/7/2018
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California 2/7/2018
B
New Jersey 2/7/2018
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Colorado 2/7/2018
B
New Mexico 2/7/2018
B
Connecticut 2/7/2018
B
New York 2/7/2018
B
Delaware 2/7/2018
B
North Carolina 2/8/2018
B
District of Columbia 2/7/2018
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North Dakota 2/7/2018
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Florida 2/7/2018
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Ohio 2/7/2018
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Georgia 2/7/2018
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Oklahoma 2/7/2018
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Hawaii 2/7/2018
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Oregon 2/7/2018
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Idaho 2/7/2018
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Pennsylvania 2/7/2018
B
Illinois 2/7/2018
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Puerto Rico 2/7/2018
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Illinois 7/1/2024
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Rhode Island 2/7/2018
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Indiana 2/7/2018
B
South Carolina 2/7/2018
B
Iowa 2/7/2018
B
South Dakota 2/7/2018
B
Kansas 2/7/2018
B
Tennessee 2/7/2018
B
Kentucky 2/7/2018
B
Texas 2/7/2018
B
Louisiana 2/7/2018
B
Utah 2/7/2018
B
Maine 2/7/2018
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Vermont 2/7/2018
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Maryland 2/7/2018
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Virgin Islands 2/7/2018
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Massachusetts 2/7/2018
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Virginia 2/7/2018
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Michigan 2/7/2018
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Washington 2/7/2018
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Minnesota 2/7/2018
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West Virginia 2/7/2018
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Mississippi 2/7/2018
B
Wisconsin 2/7/2018
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Missouri 2/7/2018
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Wyoming 2/7/2018
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Missouri 11/20/2018
SRO Registrations
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IA
Registered with this firm since 1/11/2024
IA
Registered with this firm since 11/20/2018
B
Registered with this firm since 1/11/2024
B
Registered with this firm since 2/7/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/11/2016 - 02/07/2018 | ST. LOUIS, MO | |
B | 02/12/2013 - 11/11/2016 | ST. LOUIS, MO | |
IA | 01/01/2008 - 02/12/2013 | ST. LOUIS, MO | |
B | 01/01/2008 - 02/12/2013 | ST. LOUIS, MO | |
B | 02/03/2000 - 01/03/2008 | ST. LOUIS, MO | |
IA | 11/05/2007 - 01/01/2008 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.