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RONALD JAMES TINE
CRD#: 2021698
IA
B
STONEX ADVISORS INC.CRD#: 174182 628 Hebron Avenue
Suite 304
Glastonbury, CT 06033
Suite 304
Glastonbury, CT 06033
STONEX SECURITIES INC.CRD#: 18456 628 HEBRON AVENUE
SUITE 304
Glastonbury, CT 06033
SUITE 304
Glastonbury, CT 06033
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Alabama 2/19/2020
B
North Carolina 9/12/2014
B
Arizona 9/28/2015
B
Pennsylvania 9/12/2014
B
Connecticut 9/12/2014
B
Rhode Island 9/12/2014
IA
Connecticut 1/30/2015
B
South Carolina 3/11/2021
B
Florida 9/12/2014
B
Texas 9/12/2014
B
Illinois 12/13/2022
B
Vermont 2/3/2022
B
Iowa 10/1/2024
B
Virginia 10/31/2023
B
Maine 1/4/2021
B
Wisconsin 1/10/2025
B
Massachusetts 9/12/2014
SRO Registrations
B
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IA
Registered with this firm since 1/30/2015
B
Registered with this firm since 9/12/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/07/2013 - 01/30/2015 | HARTFORD, CT | |
B | 06/07/2013 - 09/12/2014 | HARTFORD, CT | |
IA | 08/19/2009 - 06/17/2013 | GLASTONBURY, CT | |
B | 05/03/1999 - 06/17/2013 | GLASTONBURY, CT | |
B | 01/31/1990 - 05/03/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.