Individual Firm
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LINDA ANN READ
LINDA ANN SIMMS, LINDA SIMMS, LINDA ANN SIMMS-READ
CRD#: 2021360
IA
B
LPL FINANCIAL LLCCRD#: 6413 3030 STARKEY BLVD
NEW PORT RICHEY, FL 34655-2175
NEW PORT RICHEY, FL 34655-2175
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5/25/2012
Customer Dispute
Withdrawn
State Registrations
B
Florida 12/6/2010
B
Illinois 12/6/2010
IA
Florida 12/14/2010
B
Pennsylvania 4/18/2023
B
Georgia 3/28/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/14/2010
B
Registered with this firm since 12/6/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2004 - 12/22/2010 | TAMPA, FL | |
B | 07/10/2003 - 12/22/2010 | TAMPA, FL | |
B | 07/10/2003 - 07/09/2007 | TAMPA, FL | |
IA | 09/14/1993 - 06/10/2003 | SOUTH PASADENA , FL | |
B | 09/09/1993 - 06/10/2003 | NEW YORK, NY | |
B | 09/09/1993 - 01/05/2000 | NEW YORK, NY | |
B | 01/09/1990 - 06/03/1991 | NEW YORK, NY | |
B | 01/09/1990 - 10/15/1990 | NEW YORK, NY |
NEW YORK, NY
09/09/1993 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.