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Detailed Report
STERLING VAUGHN LOUVIERE
Sterling Louviere
CRD#: 2021328
IA
Investment Adviser
B
Broker
CABIN ADVISORS, LLCCRD#: 312547 338 S Rosemead Blvd
Pasadena, CA 91107
CABIN SECURITIES, INC.CRD#: 137608 338 S Rosemead Blvd
Pasadena, CA 91107
Registration History
19952000200520102015202020252 FIRMS2014 - 2017 (3 years)IACABIN ADVISORS, LLC (CRD# 312547)2022 - Present (2 years)BCABIN SECURITIES, INC. (CRD# 137608)2017 - Present (7 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2004 - 2014 (10 years)BFSC SECURITIES CORPORATION (CRD# 7461)2002 - 2004 (2 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1996 - 2002 (5 years)BNEW ENGLAND SECURITIES (CRD# 615)1991 - 1996 (5 years)IACLARAPHI ADVISORY NETWORK, LLC (CRD# 165868)2017 - 2022 (5 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2013 - 2014 (1 year)
Disclosure(s)
View By:
11/14/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 11/13/2017
B
New Mexico 11/13/2017
B
California 11/13/2017
B
New York 10/21/2019
IA
California 10/27/2022
B
Oregon 6/24/2022
B
Colorado 11/13/2017
B
Pennsylvania 1/3/2022
B
Florida 1/4/2018
B
South Carolina 1/17/2022
B
Georgia 10/27/2021
B
Tennessee 11/4/2021
B
Kansas 11/13/2017
B
Texas 9/29/2020
B
Minnesota 1/17/2022
B
Washington 12/2/2020
B
New Jersey 2/7/2020
B
Wyoming 11/13/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CABIN ADVISORS, LLC (CRD#:312547)
338 S Rosemead Blvd, Pasadena, CA 91107
Registered with this firm since 10/27/2022
B
CABIN SECURITIES, INC. (CRD#:137608)
338 S Rosemead Blvd, Pasadena, CA 91107
Registered with this firm since 11/13/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/02/2017 - 12/31/2022 CLARAPHI ADVISORY NETWORK, LLC (CRD#:165868) Pasadena, CA
IA
 08/12/2014 - 11/01/2017 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. (CRD#:130814) PASADENA, CA
B
 08/12/2014 - 11/01/2017 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) PASADENA, CA
IA
 02/07/2013 - 09/19/2014 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) PASADENA, CA
B
 06/02/2004 - 08/15/2014 FIRST ALLIED SECURITIES, INC. (CRD#:32444) PASADENA, CA
B
 04/03/2002 - 06/09/2004 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 10/02/1996 - 04/02/2002 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
 07/05/1991 - 10/01/1996 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.