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LESLIE ROPER DAY
LESLIE ANN DAY, LESLIE ANN ROPER
CRD#: 2019443
IA
Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 950 Glenn Drive
Suite 230
FOLSOM, CA 95630
Registration History
199019952000200520102015202020252 FIRMS2008 - Present (17 years)BWADDELL & REED, INC. (CRD# 866)1990 - 2008 (18 years)IAWADDELL & REED, INC. (CRD# 866)1997 - 2008 (10 years)
License(s)

State Registrations

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Alabama 8/1/2018

IA
Nevada 7/10/2024

B
Arizona 2/1/2008

B
New Jersey 6/14/2011

B
Arkansas 2/21/2019

B
New Mexico 7/7/2008

B
California 2/1/2008

B
North Carolina 1/13/2010

IA
California 2/4/2008

B
Oregon 2/1/2008

B
Colorado 10/12/2016

B
Tennessee 8/26/2019

B
Idaho 2/1/2008

B
Texas 6/3/2016

B
Louisiana 5/23/2018

B
Utah 2/1/2008

B
Maryland 2/21/2025

B
Virginia 2/1/2008

B
Minnesota 10/7/2024

B
Washington 2/1/2008

B
Nevada 2/1/2008

B
Wyoming 5/23/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
950 Glenn Drive Suite 230, FOLSOM, CA 95630
Gardnerville, NV
Registered with this firm since 2/4/2008

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
950 Glenn Drive Suite 230, FOLSOM, CA 95630
Gardnerville, NV
Registered with this firm since 2/1/2008

Previous Registration(s)
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IA
07/08/1997 - 02/05/2008 WADDELL & REED, INC. (CRD#:866) SACRAMENTO, CA
B
01/25/1990 - 02/05/2008 WADDELL & REED, INC. (CRD#:866) SACRAMENTO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.