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DAVID ALLEN EPPLEY
CRD#: 2019262
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 5000 BROOKTREE ROAD
SUITE 101
WEXFORD, PA 15090-9262
Registration History
199019952000200520102015202020252 FIRMS1990 - 2000 (10 years)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2003 - Present (21 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)1999 - Present (25 years)BAMERICAN EXPRESS SERVICE CORPO... (CRD# 10518)1992 - 1994 (2 years)IANEXUS FINANCIAL NETWORK, LLC (CRD# 121944)2001 - 2003 (2 years)
Disclosure(s)
View By:
3/27/2013
Customer Dispute
Settled
8/5/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Colorado 12/2/2008

IA
Ohio 3/28/2003

B
Florida 12/20/1999

B
Pennsylvania 12/20/1999

B
Georgia 8/8/2013

IA
Pennsylvania 6/15/2010

B
Indiana 8/22/2013

B
South Carolina 2/10/2022

B
Louisiana 1/24/2025

B
Virginia 5/6/2004

B
Ohio 12/20/1999

B
West Virginia 2/3/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
5000 BROOKTREE ROAD SUITE 101, WEXFORD, PA 15090-9262
Registered with this firm since 3/28/2003

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
5000 BROOKTREE ROAD SUITE 101, WEXFORD, PA 15090-9262
Registered with this firm since 12/20/1999

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2001 - 12/31/2003 NEXUS FINANCIAL NETWORK, LLC (CRD#:121944) WEXFORD, PA
B
01/17/1990 - 02/01/2000 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
01/17/1990 - 02/01/2000 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
05/01/1992 - 12/31/1994 AMERICAN EXPRESS SERVICE CORPORATION (CRD#:10518) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.